Url : https://www.edhec.edu/fr/publications/shedding-light-non-financial-risks

Contents : Executive Summary
1. Introduction
2. A General View of the Situation and Challenges
2.1. Major non-financial risks and degrees of protection
2.2. Historical causes of the rise of non-financial risks
2.3. Consequences of the new European regulations
3. The Need for Change in Regulation and Risk Management Practices
3.1. Priority topics for respondents
3.2. Regulation on transparency, information and governance
3.3. Regulation of capital protection and financial responsibility of the industry
3.4. Regulation on distribution
3.5. Regulation on restitution
3.6. Regulation on judicial power of investors
3.7. Different protection needs for different categories of investors
4. The (Fair?) Cost of Protection
4.1. Increased protection: a net cost or a benefit?
4.2. Costs incurred by each party
4.3. Costs passed to clients
5. Limitations of Regulation and Alternative Solutions
5.1. Regulations on non-financial risks
5.2. Secure UCITS funds
6. Conclusion
7. Appendix
References
About Caceis
About EDHEC-Risk Institute
EDHEC-Risk Institute Publications and Position Papers (2009-2012)

Language : English

Series : PUBLICATION EDHEC

Material : Electronic ; Paper

Owner : Bibliothèque